Regulatory Compliance Manager

The Regulatory Compliance Manager will assist the Head of Compliance in setting policies to ensure the Bank complies with the Investment Services Act, the Banking Act, the Data Protection Act and other relevant financial services laws. The Regulatory Compliance Manager will be responsible for the identification, management, monitoring and reporting of the Bank’s compliance issues.

Duties and responsibilities:

· Ensuring compliance with laws, rules, regulations and directives issued pursuant to the Investment Services Act, the Banking Act and other relevant financial services laws
· Providing complete, accurate, practical and timely advice, opinion and guidance on regulatory ad-hoc enquiries
· Ensuring that the Bank’s products and services are compliant with regulatory requirements/conditions
· Implementing policies and procedures in relation to the rules and regulations mentioned above
· Undertaking monitoring related to compliance risks
· Escalating breaches to business and Head of Compliance so appropriate action can be undertaken
· Ensuring the development and maintenance of good relationships with key internal and external stakeholders including local regulators

Required knowledge, skills and experience:

· Degree in Finance, Banking, Compliance or related discipline
· Previous experience in a financial institution and/or regulatory body
· Knowledge of investments and banking products and services
· Familiar with local regulatory requirements on investments and banking
· Excellent analytical skills
· Able to support decisions with sound reasoning
· Able to clearly articulate business and regulatory implications of analysis and findings
· Able to work in a team environment
· Self-motivated, enthusiastic and independent

Interested candidates kindly send their CV to Olga on jobs@spotonconnections.com

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